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Bibliographic References

Priscilla Teixeira10 de January de 2020|

• Pioneering Portfolio Management:
  An Unconventional Aprroach to Institutional Investment
• David F. Swensen
• The Free Press – 2000
• O livro apresenta a experiência de David Swensen à frente da gestão dos recursos de Yale. Swensen multiplicou a patrimônio da Universidade adotando uma filosofia de investimento incomum: aumentou a exposição de seu portifólio em ativos mais ilíquidos e de maior amplitude de retornos, onde o critério de escolha do gestor seria determinante para se atingir retornos acima do mercado.
• The New Global Investors: How Shareowners Can Unlock Sustainable Prosperity Worldwide
• Robert A. G. Monks
• Capstone – 2001
• Monks analisa as potencialidades e os desafios das empresas, apresentando uma nova defesa do ativismo dos investidores e da accountability dos administradores.
• How to Think like Benjamin Graham and Invest like Warren Buffett
• Lawrence A. Cunningham
• McGraw-Hill – 2001
• Antes de apresentar de forma acessível os principais ingredientes da filosofia de investimentos de Warren Buffett, o autor dedica um terço da obra à analise da complexidade e da desordem do mercado. Esta disposição original torna o livro mais interessante e acaba por ressaltar a genialidade de Buffett.
• Best Practices in Global Investor Relations: The Creation of Shareholder Value
• Richard B. Higgins
• Quorum Books – 2000
• Fornece insights praticos para as areas de RI através da descrição dos melhores casos de estratégias de comunicação de companhias globais, enfatizando o processo de criação de valor para os acionistas.
• Following the Money: The Enron Failure and the State of Corporate Disclosure
• George Benston (et al.)
• AEI- Brookings Joint Center for Regulatory Studies – 2003
• Um diagnóstico conciso e preciso dos problemas e dos desafios da transparência corporativa.
• A Grandeza Humana
• Fayga Ostrower
• Campus – 2002
• O livro narra a obra de cinco artistas que simbolizam os últimos cinco séculos. Cada um serve como ilustração das infinitas possibilidades artísticas, espirituais e existênciais do homem quando se trabalha com sensibilidade, dedicação e honestidade.
• O Universo Elegante
• Brian Greene
• Cia das Letras – 2001
• Descreve, em linguagem acessível, a teoria moderna das cordas que vem a ser a melhor solução possível para compatilizar a teoria da relatividade com a mecânica quântica.
• Watching the Watchers: Corporate Governance for the 21st
• Monks, Robert A.G. – Minow, Nell
• Blackwell Publishers – 1996
• Apresenta a empresa moderna na sua complexidade de temas e analisa o papel e a atuação dos acionistas – interagindo ativamente com conselheiros e administradores -, como promotores de valor sustentado e geradores de eficiência econômica.
• Mudando de Lado: A Luta de Robert A. G. Monks pela Governança Corporativa nos EUA
• Hilary Rosenberg
• Editora Campus – 2000
• Relato fluente e instigante, o livro narra a trajetória de Robert A. G. Monks, precursor do movimento por melhores padrões de governança corporativa nos EUA. O ativismo de Monks confunde-se com sua biografia profissional, sempre orientada para transformar a vida corporativa americana numa verdadeira democracia do capital. No momento de definições do papel do mercado de capitais brasileiro, sua leitura torna-se extremamente relevante e oportuna.
• The Essential Buffett: Timeless Principles for the New Economy
• Robert G. Hagstorm
• John Wiley & Sons – 2001
• Apresenta de forma objetiva e didatica os princípios classicos da filosofia de investimento de Warren Buffett ilustrando seu enfoque com inúmeros casos praticos bem-sucedidos. Ao justapor os conceitos da tradição Graham-Fisher-Munger às experiências da gestão de Buffett na Berkshire Hathaway, o livro se qualifica como um dos mais interessantes da vasta bibliografia existente sobre o assunto.
• O Valor das Empresas
• Graciano Sa
• Editora Expressão e Cultura – 2001
• Proposta corajosa de investigar o tema da determinação do valor das empresas sob uma ótica multidisciplinar. Aspectos políticos, sociológicos, jurídicos, econômicos, financeiros e contabeis da questão são minuciosamente considerados, sempre lastreados pela abundante documentação acadêmica e jornalística. O resultado é um denso manual que consegue abordar o dinamismo da complexa realidade das empresas com um rigor analítico pouco comum.

Bibliographic References Dynamo Reports n. 41 e 42

Priscilla Teixeira2025-05-13T16:45:25-03:009 de January de 2020|

• Planos de Opções
• Sobre características e problemas:
• Abowd, J. e Kaplan, D. Executive Compensation: Six Questions That Need Answering. Cornell University, abril 1999.
• Murphy, K. Executive Compensation. Marshall School of Business. University of Southern California, junho 1999.
• Hall, B.e Murphy, K. Stock Options for Undiversified Executvies. NBER. Working Paper n. 8052, dezembro 2000.
• Brian, H. What You Need to Know About Stock Options. Harvard Business Review on Compensation. Harvard Business School Press, 2001.
• Hall, B.e Knox, T. Managing Option Fragility. NBER. Working Paper n. 9059, julho 2002.
• Hall, B.e Murphy, K. The Trouble with Stock Options. NBER. Working Paper n. 9784, junho, 2003.
• Hall, B. Six Challenges in Designing Equity-Based Pay. NBER. Working Paper n. 9887, julho 2003.
• Oyer, P. Schaefer, S. Compensation Employees Below the Executive Ranks: A Comparision of Options, Restricted Stock, and Cash. NBER. Working Paper n. 10221, janeiro 2004.
• Oyer, P. Schaefer, S. Why Do Some Firms Give Stock Options to All Employees? An Empirical Examination of Alternative Theories. NBER. Working Paper n. 10222, janeiro 2004.
• Planos de Opções
• Sobre aspectos contabeis:
• Greenspan, Alan. Stock Option and Related Matters. Remarks by Chairman Alan Greespan. The Federal Reserve Board, maio, 2002.
• Stock option Expense: What to do now? Perspective. Mercer Human Resource Consulting, ago, 2002.
• Michel, N., Garwood, P. Expensing Employee Stock Options: Lifting the Fog. A Report of the Heritage Center for Data Analysis, out. 2002.
• Proposed Statement of Financial Accounting Standards: Share-Based Payment. FASB, Financial Accounting Series, n. 1102-100, março, 2004.
• New US Stock Compensation Accounting Standard Proposed. Perspective. Mercer Human Resource Consulting, abril, 2004.
• Expensing Stock Option: Can FASB Prevail? Knowledge Wharton, abril, 2004.
• Sobre os dois enfoques
• Murphy, K. Explaining Executive Compensation: Managerial Power vs. the Perceived Cost of Stock Option. University of Chicago Law Review, 2002.
• Bebchuk, L. e Fried, Jesse. Executive Compensation as an Agency Problem. Harvard Law School, Discussion Paper n. 421, Cambridge, junho 2003.
• Sobre aspectos de governança corporativa
• Lambert, R., Lanen, William e Larcker, D. Executive Stock Option Plans and Corporate Dividend Policy. Journal of financial and Quantitative Analysis, vol. 24, n. 4, dezembro 1989.
• Yermack, D. Good Timing: CEO Stock Option Awards and Company News Announcements. Journal of Finance 52, 1997.
• Bartov, E., Krinsky, I e Lee, J. Some Evidence on how Companies Choose between Dividens and Stock Repurchases. Journal of Applied Corporate Finance, 11, 1998.
• Core, J., Holthausen R. e Larcker, D. Corporate Governance, CEO Compensation, and Firm Performance, Journal of Financial Economics 51, 371-406, 1999.
• Schizer, D. Executives and Hedging: The Fragile Legal Foundations of Incentive  Compatibility, Columbia Law Review, 100, 2000.
• Pearl Meyers & Partners. Executive Pay Trends: Looking Forward and Looking Back. 2002.
• Berkeshire and Wesco Annual Meetings. Outstanding Investor Digest, Vol. XVIII n. 3 & 4, 2003.
• Crystal, G. The Perfect stock Option Plan. Prepared for The California State Teachers´ Retirement System, 2003.
• Breeden, Richard. Restoring Trust. Report the US District Court on Corporate Governance for the Future of MCI, Inc., agosto, 2003.
• Manuais e Surveys
• Baker, A. The Stock Options Book. The National Center of Employee Ownership, Oakland, California, 2002.
• Weeden, R. et al. Current Practices in Stock Option Plan Design. The National Center of Employee Ownership, Oakland, California, 2001.
• Pendleton, A. et al. Thoretical Study on Stock Options in Small and Medium Enterprises. Final Report to the Enterprise-Directorate General, Commission of the European Communities, outubro 2002.
• Core, J., Guay, W. e Larcker, D. Executive Equity Compensation and Incentives: A Survey FRBNY Economic Policy Review – Forthcoming.

Bibliographic References Dynamo Reports n. 44 e 45

Priscilla Teixeira2025-05-13T16:45:44-03:008 de January de 2020|

• Kahneman, D. (ed.) Judgment under Uncertainty: Heuristics and Biases. Cambridge University Press, 1982.
• Kahneman, D. e Tversky, A. (ed.) Choices, Values and Frames. Cambridge University Press, 2000.
• Gilovich, T., Griffin, D., Kahneman, D. (eds.) Heuristics and Biases: The Psychology of Intuitive Judgment. Cambridge University Press, 2002.
• Tversky, A., Shefir, E. Preference, Belief, and Similarity: Selected Writings. Bradford Books.
• Plous, S. The Psychology of Judgment and Decision Making, McGraw-Hil, 1993.
• Bell, David, Raiffa, H., Tversky, A. Decision Making: Descriptive, Normative, and Prescriptive Interactions.
• Shefrin, H. Beyond Greed and Fear – Understanding Behavioral Finance and the Psychology of Investing. Oxford University Press 2002.
• Shiller, R. Irrational Exuberance. Princeton University Press, 2000.
• Belsky, G., Gilovich, T. Why Smart People Make Big Money Mistakes and How to Correct Them. Rockfeller Center, New york, 1999.
• Gilovich, T. Why we Know what isn´t so? The Fallibility of Human Decision in Everyday Life, The Free Press, NY, 1993.
• Shleifer, A. Inefficient Markets: An Introduction to Behavioral Finance. Oxford University Press. 2000.
• Hastie R., Dawes R. Rational Choice in Uncertain World. Sage Publications, 2001.
• Thaler, R. (ed.) Advances in Behavioral finance. Russell Sage Foundation.
  New york. 1993.
• Camerer, C., Loewenstein, G, Prelec, D. Neuroeconomics: How Neuroscience Can Inform Economics, 2003.
• Camerer, C., Loewenstein, G., Rabin, M. (eds.) Advances in Behavioral Economics The Roundtable Series in Behavioral Economics)
• Muramatsu, R., Hanoch, Y. Emotions as a mechanism for boundedly rational agents; the fast and frugal way. Journal of Economic Psychology, 2004.
• Baker, M., Ruback, R, Wurgler, J. Behavioral Corporate Finance: A Survey. NBER, Working Paper 10.863, out-2004.
• Barberis, N., Thaler, R. A Survey of Behavioral Finance. NBER, Working Paper, 9.222, set-2002.
• De Bondt, W., Thaler, R. Financial Decision-Making in Markets and Firms: A Behavioral Perspective. NBER, Working Paper n. 4.777, jun-1994.
• Lo, A. The Adaptive Market Hypothesis: Market Efficiency from an Evolutionary Perspective. Ago-2004.
• Mullainathan, S., Thaler, R. Behavioral Economics. NBER, Working Paper n. 7.948, out-2000.
• Camerer, C., Loewenstein G. Behavioral Economics: Past, Present, Future. Out-2002.
• Glaeser, E. Psychology and the Market. NBER, Working Paper n. 10.203, dec-2003.
• Asrhaf, N., Camerer, C., Loewnstein, G. Adam Smith, Behavioral Economist. Draft for the Journal of Economic Perspectives, may-2004.
• Hermalin, B., Isen, A. The Effect of affect on economic and strategic decision making. Out-2003.
• Chinander, K., Scweitzer, M. The input bias: the misuse of input information in judgments of outcomes. Organizational Behavior and Human Decision Process 91, p 243-253, 2003.
• Slovic, P., Finucane, M., Peters, E., MacGregor, D. Risk as Analysis and Risk as Feelings – Some thoughts about Affect, Reason, Risk and Rationality. Decision Research, Oregon – dez-2002.
• Muramatsu, R., Hanoch, Y. Emotions as a mechanism for boundedly rational agents: The fast and frugal way. Journal of Economic Psychology, accepted in mar-2004.
• Lo, A., Repin, D. The Psychophysiology of real-time financial risk processing. Manuscript n. 1479, out-2001.
• Lo, A., Repin, D., Steenbarger, B., Fear and greed in financial markets: a clinical study of day-traders. First draft dec-2004.
• Siegel-Itzkovich, J. How emotions affect economic decision making. In Bernstein.com, Bernstein Invesment Research and Management.
• Shiller, R. Human behavior and the efficiency of financial system. NBER, Working Paper, 6.375, jan-1998.

Bibliographic References Dynamo Report n. 46

Priscilla Teixeira2025-05-13T16:45:59-03:007 de January de 2020|

• Shirk, S. (1993) The Political Logic of Economic Reform in China.
  University of California Press.
• Naughton, B. (1995) Growing out of the Plan – Chinese Economic Reform 1978-1993. Combridge University Press.
• Lardy, N. (1998) China´s Unfinished Economic Revolution. Brookings Institution Press.
• Webber, M., Wang, M., Ying, Z. (2002) ed. China´s Transition to a Global Economy. Palgrave MacMillan
• Wong, J., Ding, L. (2002) China´s Economy into the New Century – Structural Issues and Problems. Singapure University Press.
• Chai, J. (2003) China Transition to a Market Economy. Clarendon Press, Oxford.
• Lin, J., Cai, F., Li, Z. (2003) The China Miracle – Development Strategy and Economic Reform. Chinese University Press.
• Tseng, W., Rodlauer, M. (2003) ed. China – Competing in the Global Economy. IMF Library of Congress.
• Shenkar, O. (2005) The Chinese Century. Wharton School Publishing.
• Garnault, R., Song, L. (2005) ed. China´s Third Economic Transformation –
  The rise of the private economy. Routledge Curzon.
• Rui, H. (2005) Globalization, Transition and Development in China – the Case of the Coal Industry. Routledge Curzon.
• Chen, P. (1993) China´s Challenge to Economic Orthodoxy: Asian Reform as an Evolutionary, Self-organizing Process. China Economic Review, vol. 4, n. 2, 1993.
• Qian, Y. (1999) The Institutional Foundations of China´s Market Transition. Stanford University.
• Qian, Y., Wu, J. (2000) China´s Transition to a Market Economy: How Far across the River? Stanford University.
• Walder, A. (2003) Sociologial Dimensions of China´s Economic Transition: Organization, Stratification, and Social Mobility. Asia/Pacific Research Center.
• Qian, Y. (2003) How Reform Worked in China? University of California, Berkeley.
• (2003) China´s Economy: Will the Bubble Burst? Woodrow Wilson International Center for Scholars. Asia Program Special Report.
• Walker, J. (2004) Boomtown – Re-enter the Dragon. CLSA Asia Pacific Markets.
• Walker, J. (2004) Twenty Questions. CLSA Asia Pacific Markets.
• Lin, J. (2004) Lessons of China´s Transition from a Planned Economy to a Market Economy. Peking University and HK University of Science and Technology.
• Sheehan, J, Hassard, J., Morris, J., Yuxin, X. (2004) State-enterprise Reform and Industrial Restructuring in China. Institute of Contemporary Chinese Studies.
• Lin, J. (2004) Is China´s Growth Real and Sustainable? China Center for Economic Research.
• Morrison, W. (2005) China´s Economic Conditions. CRS Issue Brief for Congress.
• Roubini, N., Setser, B. (2005) China Trip Report. Stern School of Business e University College, Oxford.
• Liu, Q. (2005) Corporate Governance in China: Current Practices, Economic Effects, and Institutional Determinants. School of Economics and Finance, HK.
• Goldstein, M. (2005) The Chinese Economy: Prospects and Key Policy Issues. Institute for International Economics.
• Jefferson, G., Su, J., (2005) Privatization and Restructuring in China: Evidence from Shareholdind Ownership, 1995-2001. Submit to Journal of Comparative Economics.
• Frankel, J. (2005) On the Renminbi: The Choice between Adjustment under a Fixed ExchangeRate and Adjustment under a Flexible Rate. NBER, Working Paper n. 11.274.
• Meng, J. Entrepreneurial-discovery, Policy and the Tao (Way) of Economic Efficacy. National University of Singapure.
• Zhang, W, Yi, G. China´s Gradual Reform: A Historical Perspective. China Centre for Economic Research.

Bibliographic References Dynamo Reports n. 49 e 50

Priscilla Teixeira2025-05-13T16:46:11-03:006 de January de 2020|

• Kahneman, D. (ed.) Judgment under Uncertainty: Heuristics and Biases. Cambridge University Press, 1982.
• Amihud, Y., Hauser, S., Kirsh, A. Allocations, Adverse Selection, and Cascades in IPO: Evidence from the Tel Aviv Stock Exchange. Journal of Finance Economics 68 (2003) 137-158.
• Boehme, R., Danielsen, B., R., Sorescu, S. The Valuation Effects of Dispersion of Opinion: Premium or Discount? Draft Out-2002
• Brau, J., Fawcett, S. Initial Public Offerings: An Analysis of Theory and Practice. Submitted to The Journal of Finance, 2004.
• Cornelli, F., Goldreich, D., Ljungqvist, A. Investor Sentiment and Pre-IPO Markets.
• Degeorge, F., Derrien F., Womack., K. Analyst Hype in IPOs: Explaining the Popularity of Bookbuilding. Draft set-2005.
• Fields, L. Is Institutional Investment in Initial Public Offerings Related to the Long-run Performance of these Firms? Working Paper, UCLA, 1995.
• Freitas, R., Passoni, P. Brazilian Capital Markets and Private Equity: a New Reality or Just a Fad? Harvard Business School, May-2006.
• Hurt, C. Moral Hazard and Initial Public Offering. University of Texas School of Law. Draft Mar-2004.
• Ibbotson, R., Jaffe, J. ‘Hot Issue Markets. Journal of Finance 30, 1027-1042, 1975.
• Jagannathan, R., Sherman, A. Why Do IPO Auctions Fail? NBER Working Paper 12.151, Mar-2006.
• Leal, R. Using Accounting Information in Prospectuses to Invest in Brazilian IPOs during High inflation Years. Feb-2004.
• Lowry, M., Schwert G. Biases in the IPO Pricing Process. NBER Working Paper 8.586, Nov-2001.
• Lowry, M., Schwert, W. IPO Market Cycles: Bubbles or Sequential Learning? The Journal of Finance, vol LXVII, n. 3, jun 2002.
• Lowry, M. Why Does IPO Volume Fluctuate so Much? Submitted to Journal of Financial Economics 2002.
• Ljungqvist, A., Nanda, V., Singh, R. Hot Markets, Investor Sentiment, and IPO Pricing. Nov-2003.
• Miller, E. Risk, Uncertainty, and Divergence of Opinion. Journal of Finance, 1151-1168, 1977.
• Miller., E. Long Run Underperformance of Initial Public Offerings: An Explanation. University of New Orleans, Feb-2000.
• Pagano, M., Panetta, F., Zingales, L. Why Do Companies Go Public? An Empirical Analysis. NBER Working Paper 5.367, Nov-1995.
• Ritter, J. The Long Run Performance of Initial Public Offerings in Advances in Behavioral Finance, ed. Thaler, R., 1993
• Ritter, J. Initial Public Offerings. University of Florida, Spring-1998.
• Ritter, J., Welch, I. A Review of IPO Activity, Pricing, and Allocations. NBER, Working Paper 8.805, fev-2002.
• Rocholl, J. How Does the Underwriter Match Allocation and Demand in IPO Bookbuilding? University of North Carolina at Chapel Hill, Apr-2004.
• Schultz, P. Pseudo Market Timing and the Long-Run Underperformance of IPOs. University of Notre Dame, Apr-2002.

Bibliographic References Dynamo Reports n. 51 e 52

Priscilla Teixeira2025-05-13T16:46:25-03:005 de January de 2020|

• Atanassov, J. (2005) Quiet Life of Managerial Myopia: The Impact of Antitakeover Legislation on Technological Innovation. Department of Finance, University of Michigan.
• Baker, G., Smith, G. (1998) The New Financial Capitalists: KKR and the Creation of Corporate Value. Cambridge University Press.
• Bebchuk, L., Roe, M. (1999) A Theory of Path Dependence in Corporate Governance and Ownership. Columbia Law School.
• Bebchuk, L., Hart, O. (1999) A Rent-Protection Theory of Corporate Ownership and Control. NBER, Working paper n. 7203
• Bebchuk, L., Hart, O. (2001) Takeover Bid vs. Proxy Fights in Contests for Corporate Control. NBER, Working paper n. 8633
• Bebchuk, L., Coates IV, J., Subramanian, G. (2002) The Powerful Antitakeover Force of Staggered Boards: Theory, Evidence and Policy. NBER, Working paper n. 8974
• Bebchuk, L. (2002) The Case Against Board Veto in Corporate Takeovers. NBER, Working paper n. 9078
• Bebchuk, L. (2003) Why Do Firms Adopt Antitakeover Arrangements. NBER, Working Paper n. 10.190
• Bebchuk, L., Coehn, A. (2005) The Costs of Entrenched Boards. Journal of Finance Economics, 78.
• Bertrand, M., Mullainathan, S. (2003) Enjoying the Quiet Life? Corporate Governance and Managerial Preferences. Journal of Political Economy 111.
• Bolton, P., von Thadden, E. (1998) Blocks, Liquidity, and Corporate Control. Journal of Finance, 53.
• Borokhovich, K., Brunarski, K., Parino, R. (1997) CEO Contract and Antitakeover Amendments. The Journal of Finance, 52.
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